Tag

Broker-Dealer Violations

1 article tagged with "Broker-Dealer Violations"

Two businessmen in a car engage in conversation, focusing on discussion details.

Gerald P. Alexander's $2.4M Unregistered Securities Fraud

Gerald P. Alexander and his companies CJB Consulting and Regis Filia Holdings faced $2.4M in penalties for unregistered securities sales and broker violations.

By Victoria Chase March 16, 2026