Dennis Herula's $40M Fraudulent Investment Scheme
Former broker Dennis Herula was arrested by the SEC for orchestrating a $40 million fraudulent investment scheme, with criminal charges filed in Colorado.
Tag
Broker Fraud
2 articles tagged with "Broker Fraud"
Kim J. Brown Hit with $110K Penalty for Unregistered Broker Fraud
Kim J. Brown faced SEC action for orchestrating fraudulent stock sales and acting as an unregistered broker, resulting in $110,000 in penalties and injunctions.