Conrad M. Black's $85M Disclosure Fraud at Hollinger Inc.
Conrad M. Black and F. David Radler diverted $85 million from Hollinger Inc. through a fraudulent scheme, resulting in a $21.3M settlement with the SEC.
14 articles tagged with "Corporate Fraud"
Conrad M. Black and F. David Radler diverted $85 million from Hollinger Inc. through a fraudulent scheme, resulting in a $21.3M settlement with the SEC.
Victor L. Ziller faced securities fraud charges in the Platforms Wireless International Corp. case, resulting in a $125,000 penalty in California.
Jackie Gross and affiliates Telvest Communications and Morgan Spaulding settled SEC charges for $1.6M involving disclosure fraud and unregistered broker-dealer activities.
David Syre settled SEC charges related to financial reporting fraud at Metropolitan Mortgage & Securities Co., paying $61,508 in penalties and accepting injunctions.
Roger Kao (a/k/a Chao Chun Kao) was involved in a $30.8M insider trading and financial fraud scheme at Syntax-Brillian Corporation alongside CEO James Li.
Ryan Petersen, former OCZ Technology executive, faced SEC charges for accounting fraud and disclosure failures, resulting in a $130,000 penalty and ongoing litigation.
Thomas W. Davis, former Enron executive, had SEC civil fraud charges dismissed in the Enron Broadband Services case. Other defendants paid $1.0M in penalties.
Yair Shamir, former Mercury Interactive director, paid $100,000 to settle SEC charges for approving backdated stock option grants and misleading disclosures.
Steven Craig Lusardi, former Restoration Hardware VP, and three associates charged in insider trading scheme generating over $900K in illegal profits.
Neil Dolinsky, former Zomax officer, faced SEC insider trading charges resulting in a $2 million penalty. The case involved financial reporting fraud.
James S. Sholeff, former PurchasePro.com executive, settled SEC charges for financial fraud with a $200,000 penalty and guilty plea in federal criminal case.
Philip R. Jacoby Jr. and three other Osiris Therapeutics executives faced SEC charges for accounting fraud that overstated performance, resulting in a $1.5M settlement.
Larry A. Stockett orchestrated a fraudulent scheme involving Hightec, Inc. and The S.I.N.C.L.A.R.E. Group, Inc., resulting in $1.8M in penalties and injunction.
Christopher Beals and Arden Lee faced SEC charges for negligent misrepresentations about WM Technology's monthly active users, resulting in $1.5M in penalties.