David Syre Pays $61K in Metropolitan Mortgage Securities Fraud
David Syre settled SEC charges related to financial reporting fraud at Metropolitan Mortgage & Securities Co., paying $61,508 in penalties and accepting injunctions.
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Executive Misconduct
6 articles tagged with "Executive Misconduct"
Ryan Petersen OCZ Technology $130K SEC Accounting Fraud Case
Ryan Petersen, former OCZ Technology executive, faced SEC charges for accounting fraud and disclosure failures, resulting in a $130,000 penalty and ongoing litigation.
Edward O'Donnell Pays $225K for Pareteum Revenue Recognition Fraud
Edward O'Donnell and Victor Bozzo, former Pareteum executives, faced SEC enforcement resulting in $225,000 in penalties for orchestrating a revenue recognition scheme.
Steven R. Eagleburger: $110K Penalty in FLIR Systems Fraud
Steven R. Eagleburger, former FLIR Systems executive, paid $110,000 to settle SEC charges of accounting fraud and inflating earnings in 1998-1999.
James S. Sholeff's $200,000 Securities Fraud Settlement
James S. Sholeff, former PurchasePro.com executive, settled SEC charges for financial fraud with a $200,000 penalty and guilty plea in federal criminal case.
Christopher Beals: $1.5M SEC Penalty for User Metrics Fraud
Christopher Beals and Arden Lee faced SEC charges for negligent misrepresentations about WM Technology's monthly active users, resulting in $1.5M in penalties.