Kevin Lasky's Role in MCA Financial's $256.6M Fraud Scheme
Kevin Lasky was charged in connection with MCA Financial Corporation's fraudulent scheme led by CEO Patrick D. Quinlan, Sr., resulting in $256.6M in restitution.
Tag
Financial Fraud
12 articles tagged with "Financial Fraud"
Garfield M. Taylor's $27.9M Ponzi Scheme and Securities Fraud
Garfield M. Taylor and Jeffrey A. King orchestrated a multi-million dollar Ponzi scheme through Garfield Taylor, Inc., resulting in $27.9M in penalties.
Roger Kao: $30.8M Syntax-Brillian Insider Trading & Fraud Scheme
Roger Kao (a/k/a Chao Chun Kao) was involved in a $30.8M insider trading and financial fraud scheme at Syntax-Brillian Corporation alongside CEO James Li.
David Plate: Schottenfeld Group Pays $1.2M in Insider Trading Case
David Plate and Schottenfeld Group LLC settled SEC insider trading charges for $1.2 million, including disgorgement, interest, and civil penalties.
Kevyn Rakowski: $70K Penalty for Wilmington Trust Loan Fraud
Kevyn Rakowski, former Wilmington Trust officer, paid $70,367 for fraudulently excluding past due real estate loans from financial reports in Delaware.
Russell Kersh's $500,000 Accounting Fraud Penalty at Sunbeam
Russell Kersh, former Sunbeam Corporation executive, paid $500,000 and received a permanent ban from serving as officer or director for accounting fraud.
Gerald P. Alexander's $2.4M Unregistered Securities Fraud
Gerald P. Alexander and his companies CJB Consulting and Regis Filia Holdings faced $2.4M in penalties for unregistered securities sales and broker violations.
James S. Sholeff's $200,000 Securities Fraud Settlement
James S. Sholeff, former PurchasePro.com executive, settled SEC charges for financial fraud with a $200,000 penalty and guilty plea in federal criminal case.
Philip R. Jacoby Jr.: $1.5M Osiris Accounting Fraud Settlement
Philip R. Jacoby Jr. and three other Osiris Therapeutics executives faced SEC charges for accounting fraud that overstated performance, resulting in a $1.5M settlement.
Kim J. Brown Hit with $110K Penalty for Unregistered Broker Fraud
Kim J. Brown faced SEC action for orchestrating fraudulent stock sales and acting as an unregistered broker, resulting in $110,000 in penalties and injunctions.
Arthur Knapp's $130K Accounting and Disclosure Fraud Settlement
Arthur Knapp, former OCZ Technology executive, settled SEC charges for accounting and disclosure fraud, paying $130,000 alongside co-defendant Ryan Petersen.
Paul Free's $300,000 Accounting Fraud at Delphi Corporation
Paul Free was charged by the SEC with financial fraud at Delphi Corporation, settling for $300,000 in penalties related to accounting and disclosure violations.