Nafissa Diallo Barred by FINRA from Securities Industry
FINRA permanently barred Nafissa Diallo from the securities industry in April 2026, issuing a symbolic $1 fine. Here's what the sparse record reveals.
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Financial Regulation
2 articles tagged with "Financial Regulation"
Manuel Fernandez Barred by FINRA from Securities Industry
FINRA permanently barred Manuel Fernandez from the securities industry in April 2026. Here's what his BrokerCheck record reveals and what a bar really means.