Jerome E. Rosen: $15M Stock Manipulation Scheme, $75K Penalty
Jerome E. Rosen and nine others charged in SEC lawsuit for manipulating Systems of Excellence, Inc. stock, defrauding investors of nearly $15 million.
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Investor Fraud
4 articles tagged with "Investor Fraud"
Barry Liss: $464K Penalty in Oil Well Offering Fraud Scheme
Barry Liss and Carol J. Wayland faced SEC action for oil well offering fraud involving unregistered securities and investor fund misappropriation totaling $464,665.
Robert Walton, Jr. Pays $1M+ for Securities Fraud at Hadsell
Robert Walton, Jr., former President of Hadsell Chemical Processing, LLC, ordered to pay over $1 million for misrepresenting facts to investors and failing to register securities.
Susann Ashley Cargnino: $17M Medical Device Fraud Scheme
Susann Ashley Cargnino and three others defrauded investors of over $7 million in a Michigan medical device scam, resulting in $17M+ in penalties.