Hung Chin: $4.1M Penalty for Hacked Insider Trading Scheme
Hung Chin received a $4.1M penalty for fraudulently trading on hacked nonpublic information from New York law firms, generating nearly $3M in illegal profits.
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New York
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Stephen Durland: NY CPA Pays $230K in $112M Pump-and-Dump Scheme
Former New York CPA Stephen Durland settled SEC charges for his role in a $112 million pump-and-dump scheme, agreeing to pay $230,464 and accept a penny-stock bar.
Henry Morris & Quadrangle: $5M Penalty for Pension Kickbacks
Henry Morris's Quadrangle Group LLC paid $5M to settle SEC charges over a kickback scheme involving New York's largest pension fund through undisclosed payments.