James Nathan Grimes' $550,710 Pay Telephone Fraud Scheme
James Nathan Grimes and Dennis Watts were charged by the SEC for fraudulent pay telephone scams, resulting in $550,710 in penalties and permanent injunctions.
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Permanent Injunction
13 articles tagged with "Permanent Injunction"
Robert A. Kasirer's $4.9M Municipal Bond Fraud Scheme
Robert A. Kasirer was permanently enjoined and ordered to pay over $4.9 million for orchestrating municipal revenue bond offering fraud in violation of securities laws.
Gary B. Taffet's $402,739 Insider Trading Penalty
Former New Jersey political figure Gary B. Taffet settled SEC insider trading charges, paying $402,739 in disgorgement, interest, and civil penalties.
Garfield M. Taylor's $27.9M Ponzi Scheme and Securities Fraud
Garfield M. Taylor and Jeffrey A. King orchestrated a multi-million dollar Ponzi scheme through Garfield Taylor, Inc., resulting in $27.9M in penalties.
Claude W. Savage's $1.4M Securities Fraud and Pyramid Scheme
Claude W. Savage was involved in International Heritage, Inc.'s pyramid scheme that defrauded investors, resulting in a $1.4M penalty for securities violations.
David B. Lobel's $600K Securities Fraud in AppleTree Offering
David B. Lobel, former officer of The AppleTree Companies, faced SEC action for material misrepresentations in 1992 securities offering, resulting in $600K penalty.
Steven Brewer's $5.2M World Vision Entertainment Ponzi Scheme
Steven Brewer was permanently enjoined in the World Vision Entertainment Ponzi scheme case, with SEC ordering $5.2M in disgorgement and penalties.
James S. Eberhart: $2.3M Unregistered Securities Fraud at Debisys
James S. Eberhart fraudulently sold $2.3 million in unregistered securities through Debisys, Inc., resulting in SEC permanent injunction and $76,102 penalty.
Robert R. Parrish's $212K ATM Investment Ponzi Scheme Fraud
Robert R. Parrish and co-conspirators operated a Ponzi scheme involving fraudulent ATM investment contracts and unregistered securities, resulting in $212,077 penalty.
Mark Alan Lisser: $961K Penalty for Boiler Room Securities Fraud
Mark Alan Lisser was permanently enjoined and ordered to pay $961,440 for operating a boiler room scheme through Knightsbridge Capital Partners.
Larry A. Stockett's $1.8M Disclosure Fraud and Scheme
Larry A. Stockett orchestrated a fraudulent scheme involving Hightec, Inc. and The S.I.N.C.L.A.R.E. Group, Inc., resulting in $1.8M in penalties and injunction.
Peter M. Stanley: $100K Securities Fraud with Mackie and Fink
Peter M. Stanley received permanent injunction in SEC securities fraud case involving Thomas S. Mackie and Andrew S. Fink, with $100K penalty waived.
Morgan Cooper's $125,000 Unregistered Stock Sales Fraud
Morgan Cooper, along with James J. Caprio and Jeffrey G. Nunez, faced SEC charges for unregistered stock sales and false statements, resulting in $250,000+ penalties.