Manuel Fernandez Barred by FINRA from Securities Industry
FINRA permanently barred Manuel Fernandez from the securities industry in April 2026. Here's what his BrokerCheck record reveals and what a bar really means.
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Securities Fraud
5 articles tagged with "Securities Fraud"
Saeid Jaberian SEC Pump-and-Dump Judgment 2026
A federal judge finalized a consent judgment against Saeid Jaberian in January 2026 for a pump-and-dump scheme that harmed retail investors nationwide.
George Drazenovic SEC Penny Stock Fraud Charges
The SEC charged George John Drazenovic in December 2025 for his role in multiple penny stock pump-and-dump schemes that moved millions through OTC markets.
Kevin Van de Grift SEC Insider Trading Case 2026
The SEC issued a final consent judgment against Kevin A. Van de Grift, imposing $298,000 in penalties for insider trading tied to the Verifone deal.
Oppenheimer & Co. Fined $1.2M in SEC Municipal Bond Case
Oppenheimer & Co. agreed to a $1.2 million consent judgment over SEC findings that the firm failed disclosure obligations in the municipal bond market.