Jerome E. Rosen: $15M Stock Manipulation Scheme, $75K Penalty
Jerome E. Rosen and nine others charged in SEC lawsuit for manipulating Systems of Excellence, Inc. stock, defrauding investors of nearly $15 million.
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Stock Manipulation
4 articles tagged with "Stock Manipulation"
Robert S. Agriogianis: $2.8M Chinese Reverse Merger Stock Fraud
Robert S. Agriogianis was involved in a Chinese reverse merger scheme that manipulated stock trading, resulting in $2.8M in penalties and settlements.
Steven Craig Lusardi: $900K Insider Trading Scheme at Restoration Hardware
Steven Craig Lusardi, former Restoration Hardware VP, and three associates charged in insider trading scheme generating over $900K in illegal profits.
George Chachas: $630K Penalty in $12M Stock Manipulation Scheme
George Chachas faced SEC action in the Cavanagh case for manipulating Electro Optical Systems stock, part of a scheme that generated over $12 million in illegal profits.