Tag

Unregistered Sales

1 article tagged with "Unregistered Sales"

A vintage statue of a mother holding her child, set in a garden, symbolizing maternal love.

Jason W. Brola: $120K Penalty for Securities Fraud and Sales

Jason W. Brola received a $120,000 penalty after the SEC obtained default judgments against him and co-defendants for securities fraud and unregistered sales.

By Victoria Chase March 12, 2026