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Unregistered Stock Sales

1 article tagged with "Unregistered Stock Sales"

A judge in a courtroom examining documents under a classic green lamp.

Morgan Cooper's $125,000 Unregistered Stock Sales Fraud

Morgan Cooper, along with James J. Caprio and Jeffrey G. Nunez, faced SEC charges for unregistered stock sales and false statements, resulting in $250,000+ penalties.

By Victoria Chase March 10, 2026